Broker Check

Summary of services and advantages for you

Collaborate with UBS to make your plan successful

Plan Program Reviews

  • Industry and plan trends
  • Provider search
  • Fiduciary kit

Investment Reviews

  • Sample Investment Policy Statement (IPS)
  • Quarterly fund reviews, powered by Morningstar
  • Fund replacement options for your consideration

Employee Education

  • Turnkey educational seminars for diverse employee segments
  • On-site visits and planning services for employees with complex needs
  • Guidance for employees in job transition

Advantages for You

  • Assistance with negotiating fees and services
  • Comprehensive services tailored to your plan needs
  • Experience and expertise both locally and at the firm level