Broker Check

Keeping you informed

We help you stay informed on major public policies and political developments in Washington as well as items specific to retirement plans

Our Washington D.C. office publishes weekly updates and special reports that explain and interpret significant policy developments coming out of Washington.

  • Reviews of Congressional and regulatory proposals
  • Explanations of key provisions and issues
  • Implications of policy changes
  • Reviews of matters at the SEC and other key financial regulatory agencies
  • Other banking or market-related matters

Quarterly newsletter which addresses important retirement plan issues, such as:

  • Retirement plan best practices
  • Legislative changes
  • Technical updates
  • Recent court decisions

Quarterly whitepapers which address important topics for fiduciaries, such as:

  • ERISA Plan Fees and Expenses
  • Fee Disclosure Rules
  • Best practices for plans that allow participant investment direction